READER-RESPONSE THEORY & NEW HISTORICISM

READER-RESPONSE THEORY (1960s-1980s)

Overview

AspectDetails
Period1960s-1980s (peak: 1970s)
Core PremiseMeaning = created by READER, not just in text
Reading = active process, not passive reception
Text incomplete without reader's participation
Reaction AgainstNew Criticism's "words on page" approach
Affective Fallacy (Wimsatt & Beardsley)
Ignoring reader's role in meaning-making
Key FiguresGerman: Wolfgang Iser, Hans Robert Jauss
American: Stanley Fish, Norman Holland, David Bleich
DiversityNOT unified school - various approaches to reader's role
MCQ AlertReader-Response (1960s-80s) - meaning created by reader, not just in text

WOLFGANG ISER (1926-2007) - Phenomenological Approach

The Implied Reader (1974) / The Act of Reading (1976)

ConceptDetails
Implied ReaderNOT actual reader but textual construct
Role/position text creates for reader
Set of expectations, norms embedded in text
Text guides/shapes reader's response
Actual reader may accept or resist this role
Gaps (Blanks/Indeterminacy)Texts contain GAPS reader must fill
Gaps: Unstated connections, missing information
Reader actively constructs meaning by filling gaps
Different readers fill gaps differently
Example: Character's motivation unstated - reader infers
Gaps = sites of reader's creative participation
Wandering ViewpointReading = temporal process
Reader's "viewpoint" moves through text
Constantly revising, adjusting interpretation
Past + present textual moments = dynamic interaction
Meaning emerges over time, not all at once
RepertoireText's stock of familiar norms, conventions
Social/literary codes reader recognizes
Text may confirm or challenge repertoire
Reader negotiates between text and cultural knowledge
Key TermsImplied Reader + Gaps/Blanks + Wandering Viewpoint

STANLEY FISH (b. 1938) - Interpretive Communities

Is There a Text in This Class? (1980)

ConceptDetails
Interpretive Communities"Interpretation creates texts, not vice versa"
Meaning = NOT in text OR reader alone
Meaning = produced by INTERPRETIVE COMMUNITIES
Community: Group sharing interpretive strategies
• Academic literary critics = one community
• Evangelical Christians reading Bible = another
Different communities = different meanings from same text
No "correct" reading - only community-sanctioned readings
Affective Stylistics (Early)Fish's earlier approach (1970s)
Meaning = reader's experience OVER TIME
Sentence-by-sentence analysis of reading process
"What does this sentence DO?" not "What does it MEAN?"
Later abandoned for interpretive communities
No Objective TextText = NOT stable object with fixed properties
Text = product of interpretive strategies
"There is no text, only interpretations"
Radical position: Nothing constrains interpretation except community norms
Professional ReadersLiterary critics = professional interpretive community
Share training, conventions, institutional norms
Agreement = not because text determines meaning, but because shared interpretive strategies
Famous Claim"Interpretive communities" produce meaning; text doesn't constrain interpretation

HANS ROBERT JAUSS (1921-1997) - Reception Theory

ConceptDetails
Horizon of ExpectationsHistorical readers' expectations shape reception
"Horizon" = framework of norms, conventions, experiences readers bring
Text received differently in different historical periods
Example: Madame Bovary scandalous in 1857, tame later
Meaning changes as horizon changes
Aesthetic DistanceGap between horizon of expectations and work itself
Small distance: Work meets expectations (culinary art)
Large distance: Work challenges expectations (high art)
Great works initially rejected (large aesthetic distance)
Over time, horizon adjusts - work becomes canonical
Historical ReceptionStudy how works received/interpreted across time
Literary history = history of successive receptions
NOT fixed meaning but changing interpretations
Combines reader-response with historicism
Key Term"Horizon of Expectations" - historical framework shaping reception

Reader-Response Theory - Types & Variations

CriticApproachFocus
Norman HollandPsychoanalyticReaders recreate text according to personal "identity theme"
Reading = transactive process expressing reader's psychology
David BleichSubjective CriticismMeaning = subjective, personal
Classroom negotiation of meanings
Emphasizes affective response
Michael RiffaterreSemiotic"Superreader" - competent reader who knows codes
Text leads reader through "hermeneutic" process

Reader-Response - Significance & Critique

AchievementLimitation
Reader's Role RecognizedChallenged New Critical dogma; reader mattersToo subjective; "anything goes"?
Reading ProcessAnalyzed how reading actually works (temporal, active)Can't verify subjective experience
Interpretive CommunitiesExplained disagreements; social nature of interpretationRelativism; no criteria for judging interpretations?
PedagogyStudent-centered teaching; reader's response valuedWhat about bad readings? Anything acceptable?

NEW HISTORICISM (1980s-1990s)

Overview

AspectDetails
Period1980s-1990s (emerged in USA)
OriginsRenaissance literary studies (Stephen Greenblatt)
Influenced by Foucault, Geertz (anthropology)
Core PremiseLiterary texts inseparable from historical context
Literature = historical document (not transcendent)
History = text (not objective background)
"Texts and contexts mutually constitute each other"
vs. Old HistoricismOld: History = background; text reflects history
New: Text = part of history; mutual interaction
Old: History = facts, objective
New: History = representation, constructed
Key FiguresStephen Greenblatt, Louis Montrose, Jonathan Goldberg, Catherine Gallagher
MCQ AlertNew Historicism (1980s-90s) - texts and contexts mutually constitute; history as text

Influences on New Historicism

SourceContribution
Michel Foucault• Power/knowledge connection
• Discourse produces reality
• No "outside" to power
• Genealogical method
Key: Power everywhere, not just top-down
Clifford Geertz (Anthropology)• "Thick description" - interpreting cultural symbols
• Culture = text to be read
• Interpretive anthropology
Key: Cultural practices as symbolic systems
Raymond Williams• Cultural materialism
• "Structures of feeling"
• Culture and society interconnected

STEPHEN GREENBLATT (b. 1943)

Renaissance Self-Fashioning (1980)

ConceptDetails
Self-Fashioning"The fashioning of human identity as a manipulable, artful process"
Renaissance = period when self became project
Identity = constructed, not given
Literary texts = sites of self-fashioning
Example: Thomas More, Edmund Spenser fashion selves through writing
Power & SubversionTexts both subversive AND contain subversion
Power produces its own resistance (Foucault)
No pure opposition - subversion recuperated by power
"Subversion is contained": Apparent resistance serves power
Anecdote MethodBegin with striking anecdote from archives
Juxtapose with canonical literary text
Show unexpected connections
Destabilize boundaries (literary/non-literary, central/marginal)
Example: Start with execution account, link to Shakespeare

Shakespearean Negotiations (1988)

ConceptDetails
Social EnergyHow do texts acquire power/energy?
"Social energy" = cultural force texts embody
Circulates between text and social world
Shakespeare "negotiates" with culture - takes/gives energy
Theater = site of cultural exchange
CirculationMeaning = not fixed in text
Meaning circulates through culture
Texts participate in larger networks of power
Cultural exchange, not reflection

New Historicist Method

TechniqueDescription
Anecdotal OpeningBegin with surprising historical anecdote
Often from non-literary archives
Creates interpretive puzzle
JuxtapositionPlace literary text beside "marginal" historical text
Medical treatise + Shakespeare
Execution account + poem
Show unexpected resonances
Thick DescriptionDetailed interpretation of cultural practices
Analyze symbolic meanings
From Geertz's anthropology
Erasure of BoundariesChallenge literary/non-literary distinction
High culture/low culture
Central text/marginal document
All texts equally historical
Simultaneous ReadingText + context read together
Neither privileged
Mutual illumination

LOUIS MONTROSE - Formula

PhraseMeaning
"Historicity of Texts"Literary texts = historical documents
Shaped by historical moment
Participate in history, not above it
"Textuality of History"History = text/narrative, not transparent facts
History mediated through representations
No direct access to "real" past
Historical documents = texts requiring interpretation
Combined Formula"The historicity of texts and the textuality of history"
Summarizes New Historicist position
Reciprocal relationship between text and history
Famous Formula"Historicity of texts + Textuality of history" = New Historicism's motto

Key Terms & Concepts

TermDefinition
PowerNot just repressive (Foucault)
Productive - creates identities, meanings
Circulates through all relations
No "outside" to power
Containment & SubversionApparent resistance contained by power
Subversion = part of power's functioning
Example: Carnival allows release but reinforces hierarchy
Cultural PoeticsGreenblatt's term for New Historicism
Culture = text; poetics = analysis
Reading culture's symbolic systems
NegotiationTexts don't reflect but NEGOTIATE with culture
Give-and-take, exchange
Dynamic interaction, not passive reflection

New Historicism vs. Cultural Materialism

New Historicism (USA)Cultural Materialism (UK)
Focus: RenaissanceFocus: Renaissance + modern
Influenced by FoucaultInfluenced by Raymond Williams, Marx
Power circulates; containmentResistance possible; politically committed
Apolitical stance (claimed)Explicitly political; left-wing
Greenblatt, MontroseJonathan Dollimore, Alan Sinfield
Subversion contained by powerReal dissent and resistance possible

New Historicism - Significance & Critique

AchievementCritique
Historicized LiteratureReturned history to literary study after New CriticismHistory as anecdotal, not systematic
Expanded CanonNon-literary texts = legitimate objects of studyBlurs distinction - what isn't "text"?
Foucauldian InsightsPower/knowledge; discourse; cultural constructionToo totalizing - power everywhere, no escape
Thick DescriptionRich cultural analysis; symbolic interpretationCherry-picking evidence; not rigorous history
InterdisciplinaryBridged literature, history, anthropologyNeither good literature study nor good history?
Decline1990s-2000s: Critiqued for political quietism; replaced by cultural studies, presentism

COMPARISON: READER-RESPONSE vs. NEW HISTORICISM

AspectReader-ResponseNew Historicism
FocusREADER's role in creating meaningHISTORICAL CONTEXT's role
Key Question"How does reader produce meaning?""How do texts participate in history?"
Meaning LocatedIn reader-text interactionIn text-context interaction
Time FramePresent reading experienceHistorical moment of production/reception
MethodPhenomenological, psychological
Analyze reading process
Archival, anecdotal
Juxtapose texts and contexts
Reaction AgainstNew Criticism (text-only)Formalism + transcendent literary value
Political StanceGenerally apolitical
Focus on interpretation
Politics implicit (Foucault)
Power relations central
Period1960s-1980s1980s-1990s

MCQ RAPID FIRE

QuestionAnswer
Reader-Response period1960s-1980s (peak 1970s)
Wolfgang Iser's key conceptImplied Reader + Gaps (blanks/indeterminacy) reader fills
Stanley Fish's key concept"Interpretive communities" produce meaning; text doesn't constrain
Hans Robert Jauss's key term"Horizon of Expectations" - historical framework shaping reception
Aesthetic distanceJauss - gap between expectations and work; large distance = high art
New Historicism period1980s-1990s (USA)
New Historicism founderStephen Greenblatt
Self-FashioningGreenblatt (1980) - identity as artful, manipulable process
Social EnergyGreenblatt - cultural force texts embody; circulates
Montrose's formula"Historicity of texts and textuality of history"
Anecdote methodNew Historicism - begin with striking historical anecdote, juxtapose with literary text
Thick descriptionFrom Geertz - detailed interpretation of cultural symbols
Containment & SubversionGreenblatt - subversion contained by power; no pure opposition
Cultural MaterialismUK version - Dollimore, Sinfield; more politically committed than New Historicism
New Historicism influenced byFoucault (power/discourse) + Geertz (thick description)